Advocating data-driven Judicial Reform in India

I have worked this summer with The Takshashila Institution, a public policy think-tank in India. Part of my work included co-authoring a policy brief on judicial reforms. The brief is under review for publication, but the subject has become very topical: the Supreme Court recently turned down the idea of operating “Fast Track Courts” to resolve cases against elected Parliamentarians against whom criminal cases are pending, preferring instead to place the burden on the Executive to not elevate such persons to important Ministerial assignments.

Fast Track Courts were initiated, originally, as an experimental solution to the considerable (and growing) backlog of unresolved cases pending before all levels of the judiciary in India. Constituted with funding from the central government, they have proved a qualified success, demonstrating a disposal rate considerably higher than ordinary courts at the same level. Since they are only a procedural innovation, working with the same personnel and no new facts on record, this has prompted concerns that such cases are at higher risk for wrongful conviction and miscarriage of justice. Nowhere is this criticism more pronounced than in the resort to Fast Track Courts for tackling crimes against women.

That move, in turn, is part of a broader set of measures taken to counter growing outrage against rape. Another recent measure was the revision of the Juvenile Justice (Care and Prevention) Act of 2000, to allow for the criminal trial and prosecution of a person above the age of 16 who is accused of rape. Prior to this amendment, such an accused would be treated as a minor, and could not be tried or sentenced under the Indian Penal Code, a condition that had come in for widespread condemnation when it came to light that one of the accused in the December 2012 New Delhi gang-rape-assault-and-murder was 17 years of age and hence liable for prosecution only as a juvenile.

What has been largely overlooked in this outcry, however, is that instances of rape by minors are – contrary to what some political leaders were reported as suggesting – only a small proportion of the total reported rape cases in the country (1,175 of 33,707 cases reported in 2013, to be precise). In fact, as Rukmini Shrinivasan and Mrinal Satish reported in The Hindu, less than 600 cases actually came to trial in New Delhi in 2013, and over 170 of those cases involved consensual sex with a minor girl.

Typically, these are cases where the girl’s family disapproves of the relationship, and files a charge of rape against the man involved. These are typically cases of elopement, the First Information Report (FIR) filed in such cases follows a script prepared by the police and the complainant family to enable a charge of rape while discounting any possibility of consent. Unfortunately, since these scripted FIR’s coincide with the facts only seldom, only 10 of these alleged rape cases have resulted in conviction.

These are troubling indications – the sample may not be large enough to call conclusions drawn therefrom “evidence” – that most alleged cases of rape involving minors are not as straightforward as they appear. Under these circumstances, the amendment to the Juvenile Justice Act takes away the discretion of the courts to have the accused tried as a minor, or to award a lesser sentence to account for the possibility of consent. It is also, in its own way, illustrative of two major problems in dealing with judicial reform in India: the absence of any statistics on the basis of which to target or evaluate such reforms, and the broader systemic concerns (beyond mere judicial efficiency) which lead to sub-optimal outcomes in court.

The National Crime Records Bureau or Court Registrar’s statistics reflect only such crimes as are reported, and such civil offences as actually led to the institution of a lawsuit. There is general consensus that, in a variety of arenas (ranging from sexual and gender based violence, to corruption, to property disputes), the number of reported cases is an under-representation of the true incidence of the problem. In the aftermath of the 2012 New Delhi case, the Government had convened a Committee under Justice J S Verma to receive public inputs and prepare recommendations on how to better tackle such crimes. Takshashila had submitted a policy advisory, suggesting that India institute an annual Crime Victimisation Survey. This is in keeping with a broader orientation towards evidence-driven public policy.

In our latest brief, my colleagues and I explore the judicial concommitants to such a survey, which include the National Judicial Statistics Bill (which has languished before Parliament for years), and the compiling of an electronic database of court performance statistics under the Government of India’s e-Courts Mission. All of these are moves that will enable more accurate identification of areas of concern, and thereby the targeting of reforms – even Fast Track Courts – at areas that deserve the highest priority.

At the same time, we explore also the systemic environment which has led to the current scenario of judicial backlog. In particular, two areas of concern stand out: the absence of proper investigation, and the lack of skilled manpower in the judiciary. The former has long been decried by judges themselves, who point out that they cannot hand out convictions on the basis of slipshod investigations that fail to establish any material facts; thus, improving the disposal and conviction rates (without compromising on the integrity of the courts) will require training and equipping police to properly elicit, gather, catalogue and present evidence.

The lack of trained judges is an even more serious problem in the long-run: India has only 14 judges for every million people, with as many as 30% of judicial positions remaining vacant. At current population trends, even a judiciary operating at fully-sanctioned strength would have only 10-12 judges per million Indian citizens – a ratio that makes discussion of operating efficiency moot. Thus, the creation of a National Judicial Service, or some other form of drastically increasing judicial manpower is de rigeur.

After almost seven decades of Independence, India is entering the mature phase of its institutional democracy. This means that all the cheap, easy and short-run solutions to its structural problems have already been adopted and exhausted. India must now rally support for the more difficult, expensive and long-run institutional reforms that will enable to face these challenges as it moves into the post-2015 world.

The Promotion of Access to Justice: Top Down and Bottom Up Approaches

March 27, 2014 – Akhila Kolisetty

Globally, approximately 4 billion people live beyond the reach of the law, lacking the protection of a robust justice system to investigate crimes, apprehend criminals, resolve disputes, and provide civil justice and redress for injustices they have experienced.

In the United States, we are living in the age of mass incarceration and over-criminalization of minor offenses. Yet, rule of law is often poor in developing countries where the legal infrastructure simply does not exist to prevent crime, resolve disputes, and protect individuals from violence. Common problems that the poor have are similar worldwide, and may involve issues of domestic and gender-based violence, family law, criminal justice, or property and housing rights. Having access to a lawyer and effective policing can be crucial for the poor; it can protect women from sexual or gender-based violence, get innocent men out of lengthy pre-trial detention and back to their families, ensure farmers and women have access to title over their land, and provide an indigent woman with child support. Access to legal aid can thus help pull people out of poverty, promote women’s empowerment, and prevent violence. More broadly, the rule of law is vital to promote economic development and stability in developing and post-conflict nations; a strong justice system provides businesses and investors with confidence that they can enter a market and have recourse to the courts if needed. Thus, strong justice institutions are key.

In Sierra Leone, Bangladesh and India –where I have worked on access to justice initiatives – I have often seen that the legal system is simply not equipped and accessible to the poor. Police institutions are often underfunded, low paid, and not provided with proper investigative training and resources they need to do their work; thus, they often turn to corruption due to the lack of support, low salaries, and knowledge of impunity. The courts themselves are inaccessible to most of the poor, particularly those who live in rural areas, by virtue of distance, cost (often in bribes paid to court officials), and the lack of access to lawyers. Further, the formal justice system is often slow to proceed and cases may be pending for years without movement.  Beyond these barriers, courts are often culturally distant, threatening and unfamiliar to the rural poor. In Sierra Leone, Bangladesh and India, I have witnessed poor communities regularly turn to informal justice mechanisms instead; these are culturally familiar, close to home, cheap, and often composed of respected village elders who mediate disputes and issue resolutions. Unfortunately, these mechanisms can often tend towards being patriarchal in nature. Examples abound of situations where a rape victim is forced to marry her rapist, or where a survivor of domestic violence is urged to stay with her husband on his promise that he will no longer beat her – with no guarantee the violence will actually end.

Yet, informal justice mechanisms have many useful principles that we can draw from. Many programs now are beginning, at the grassroots level, to address the lack of access to justice by promoting the use of paralegals – who are often mediators, victim advocates, and community organizers combined. Paralegals can mediate disputes (for example, to get a client child support), assist clients in accessing formal legal and government institutions and benefits, inform indigent communities of their rights, hold the police accountable, support victims of violence in accessing services, and even organize communities to solve problems they collectively face. This model has successfully been employed in Sierra Leone by Timap for Justice, by BRAC in Bangladesh, and is now being supported at the global level by Namati (a LIDS partner this semester).

At the same time, we cannot end with grassroots approaches to accessing justice and resolving disputes. Gender-based violence – for example – is an issue that simply cannot be easily addressed without the coercive power of the courts and law enforcement. Domestic abuse cannot be mediated away, and requires reform of the courts at the highest level. For this, we simultaneously need to properly train lawyers and judges, invest in legal aid schemes and centers, address the corruption within the courts, and improve efficiency in the processing of cases. The formal justice system needs to be strengthened to ensure recourse to the courts is possible. Only a combination of top down and bottom up approaches – strengthening grassroots access to justice and reforming formal justice systems – will ultimately ensure rule of law and access to justice for the poor.

What is Development?: Reconciling Harvard Law School’s Rights-focused and Private Law-focused Groups

Jan. 20, 2014 – Raj Banerjee

This past year, every LIDS event has begun with the question: “What is development?” Even though we are the Law and International Development Society, we have no concrete vision of what development is. And we are wise in having none. At Harvard Law School, where we are based, those interested in international issues or development studies tend to fall into one of two categories: the human rights group, and the private international law/business group. The first group sees progress as the achievement of several individual rights: the right to food, education, clean water, freedom of speech, essential medicines. The second group focuses on economic growth, and the public and private infrastructure that stems from and feeds that growth.

One of our goals as an organization is to build a community at the intersection of law, policy and international development. And to build that community we need to reconcile the two categories listed above. Despite the significant overlap between these categories, students in one group rarely converse with those in the other. I remember attending a symposium on investor-state arbitration last year where a noted arbitrator was asked about how human rights law or environmental law factored into his decisions. His answer was simple: they did not. What I found surprising was that few of the dozens of students in the audience expressed surprise. These students belonged to the second group. They were going to embark on careers where they were bound to run into, or up against, students in the first group. And yet, even as students on the same campus, they rarely interacted.

LIDS is that rare space on campus where both groups interact. To check if that is true, we pose the question: “What is development?” The answers either focus on rights, or on economic growth. Sometimes, the people I or my colleagues pose this question to pause…they realize that whatever the answer is, it cannot solely be expressed in the language of either of the two groups on campus.

I am in India right now. A few months ago, local news outlets here fanned the flames of a debate between the U.S.-based Indian economists Amartya Sen and Jagdish Bhagwati. Both economists had come out with books about India this past summer. Mr. Sen’s An Uncertain Glory (co-authored with Jean Dreze) grimly noted that despite two decades of economic growth, India lagged behind even poorer countries on health and education indicators. In order to sustain growth, the Indian government would have to seriously invest in its primary education and healthcare infrastructure. Mr. Bhagwati’s Why Growth Matters (co-authored with his Columbia University colleague Arvind Panagariya) retorted, somewhat brashly, that GDP growth is what India should focus on. With growth, and with sound investment of the proceeds of growth, all else will follow.

India’s media played up the differences between the two arguments, and commentators put themselves in either the Sen camp or the Bhagwati camp. The whole thing reminded me of Harvard’s two international development groups. Thoughtful commentators eventually noted that, all nuance considered, there was little difference between Sen’s and Bhagwati’s theses. Both wanted economic growth, and both wanted a better-educated, healthier India. Likewise, at Harvard, both international development camps are deeply interested in the other’s area of focus. And LIDS allows both camps to acknowledge that interest.

Image: Bridge on the Sabie River, South Africa. By Chris Eason

India’s Politics of Anti-Corruption

Jan. 16, 2014 – Raj Banerjee

Just last month, something incredible happened in Indian politics. The Aam Aadmi Party (AAP), a year-old political outfit borne out of a massive anti-corruption movement, took charge of the city-state of Delhi, home to India’s capital. Aam Aadmi means “common man” in Hindi; the acronym “AAP” means “you.” AAP’s leader, Arvind Kejriwal, a 45 year-old former engineer and tax man, spent much of 2013 pitting his common man persona against Delhi’s entrenched political leaders. Now, he finds himself the chief minister of Delhi.

AAP’s remarkable success and soaring popularity have shaken Indian politics, because they have highlighted a powerful anti-corruption sentiment across the country. At the same time, AAP struggles to define and mold that anti-corruption sentiment. This should not be a surprise to anybody who has studied corruption –academics still struggle to construct a working definition; and what is corrupt behavior often depends as much on the context as the act. AAP’s vision of a corruption-free India requires going after petty policeman and government officials, high-ranking bureaucrats and politicians, and businesses big and small. That is a lot of enemies for a fledgling political party to make. At the same time, if AAP picks its targets strategically, it will fall afoul of its own absolutist anti-corruption manifesto.

Add to this the complications of politics and governance. Despite its success in Delhi, AAP does not hold the majority of seats in the state 70 member legislative assembly. To survive, the Delhi AAP government relies on the Congress party; and as a young party, AAP needs its government in Delhi to show the country that it can deliver on its promises. At the same time, AAP cannot go soft on corrupt Congress leaders in Delhi, especially given how highly critical it has been of that corruption scandal-ridden party.

The month-old AAP government in Delhi must also realize that what makes for a good, populist movement does not necessarily make for sound policy. Mr. Kejriwal recently declared that Delhi would not allow foreign multi-brand retailers (such as Wal-Mart) to set up shop in his state. This policy has nothing to do with corruption. It was meant to be a handout to small local retailers, a large number of whom supported AAP in the Delhi elections. However, it leaves the large Delhi retail market open to massive Indian retailers, who can do just as much damage to small business. Mr. Kejriwal’s announcement also cuts against his own anti-corruption stance, as it benefits local companies subject to far less extensive corporate integrity and anti-corruption safeguards than their large Western counterparts.

AAP has done a remarkable job tapping into India’s anti-corruption sentiment. It continues to enjoy tremendous support across the country, and is growing beyond Delhi. Other anti-corruption movements and political parties around the world should take notice of its success. Nevertheless, the party will find it incredibly challenging to shape its anti-corruption vision from a position of power.

Battle for Foreign Direct Investment in Asia

Jan. 14, 2014 – Julian M. Hill

Asian countries positioning to attract more foreign capital, but at what cost?

Last month, E&Y (formally Ernst & Young) gave India an early Christmas present, apparently crowning India as the most attractive destination in the world for foreign direct investment (FDI). In the world, E&Y said! Besides its depreciating currency (at the time at least) and domestic companies divesting from homegrown entities, India’s liberalization of its FDI policy in August is likely a key reason for the country’s increasing appeal. The Indian government, for seven sectors, decided to increase the amount of FDI that could be contributed to companies and eliminate mandatory government approval, under certain circumstances, in five other sectors. Such broad liberalizations in FDI-governing laws are just one among other strategies being used by Asian countries to attract foreign money.

More targeted relaxations are being employed by Mongolia to encourage inbound FDI specifically from Chinese investors. Laos’s leadership also used a focused approach a few weeks ago to solicit more FDI from South Korea’s private sector during a trip to Seoul. Many Asian countries, like Laos, see FDI as an important contributor to economic growth and are not afraid to go out and get it.

Longer-term bilateral approaches in the form of bilateral treaties and co-operation agreements are continuously being drafted as well, as in the case of Malaysia and China. In October, the two countries reaffirmed agreements to bilaterally trade USD $160B over the next five years, agreements which also include terms centered on common defense and security cooperation.

With China’s economy growing and prices for labor and services increasing, countries like Cambodia and Vietnam are likely to attract investments that will exploit relatively lower related costs (Samsung made its move just this month). And so continues the race to the bottom, where multinational companies encourage countries to compete over them. The country that can deregulate the most, often at the expense of local industries, seems to win.

Infusing foreign capital into countries that need it is important—I’m no fool. The ugly side, though, cannot be ignored—displacement of politically weak communities, ignoring of labor rights, and the degradation of ecological systems among other problems. Luckily we can all just rely on it all trickling down right?  That’s if the goal is being poor and exploited with one job rather than being relatively less poor with no job.

Links for more information

http://www.globalpost.com/dispatch/news/xinhua-news-agency/131126/laos-seeks-foreign-direct-investment-s-korea

http://www.mad-mongolia.com/news/mongolia-news/mongolias-new-law-expected-to-attract-chinese-billions-2-16337/

http://blogs.wsj.com/searealtime/2013/10/05/china-malaysia-seek-to-strengthen-ties/

http://www.taipeitimes.com/News/biz/archives/2013/12/13/2003578891

http://www.dnaindia.com/money/interview-many-south-korean-companies-doing-surveys-to-invest-in-india-seok-gu-jang-1939923

[photo courtesy of ironline.american.edu]

LIDS Event – Community Development in Rural India: An NGO Perspective

Event: Community Development in Rural India: An NGO Perspective

When: October 9, 2013 at noon

Location: WCC 1010

Sister Lucy Kurien is the founder of Maher, an interfaith NGO focused on rural development and women’s issues in India. For 17 years, Maher has been running projects all over India including homes for abused and battered women, street children, and the elderly. Currently Maher has 765 children and 240 women in its homes. Maher also trains destitute women in various tradecrafts such as sewing and jewelry making, enabling them to live independently with sustainable income. So far, 2230 women have passed through Maher’s training programs. In order to address the broader development issues facing rural India, Maher also organizes 465 self-help groups in which Maher staff leads discussions with community leaders and women. The topics range from AIDS awareness and importance of education to sustainable farming practices and rainwater harvesting.

Sister Lucy’s talk will focus on the importance of addressing women’s issues for broader community development and the self-help groups. She will discuss the successes and improvements in these communities as well as the failures, and where she sees the greatest challenges to India’s development objects and how we can turn them into opportunities for developing the country’s most impoverished areas.